Our principles


Catalyst Capital Management Limited UK Stewardship Code Disclosure

Under Rule 2.2.3R of the FCA's Conduct of Business Sourcebook, Catalyst Capital Management Limited (the "Firm") is required to include on this website a disclosure about the nature of its commitment to the UK Financial Reporting Council's Stewardship Code (the "Code") or, where it does not commit to the Code, its alternative investment strategy.

The Code sets out a number of principles relating to engagement by investors with UK equity issuers, as follows:

The seven principles of the Code are that institutional investors should:

  • Publicly disclose their policy on how they will discharge their stewardship responsibilities;
  • Have and publicly disclose a robust policy on managing conflicts of interest in relation to stewardship;
  • Monitor their investee companies;
  • Establish clear guidelines on when and how they will escalate their activities;
  • Be willing to act collectively with other investors where appropriate;
  • Have a clear policy on voting and disclosure of voting activity;
  • Report periodically on their stewardship and voting activities.

The Firm pursues an investment strategy to which the aims of the Code are not relevant.

The Firm's strategy does not result in it trading in single listed equities as the funds invest in real estate.

Consequently, while the Firm supports the general objectives that underlie the Code, the provisions of the Code are not relevant to the type of trading currently undertaken by the Firm. If the Firm's investment strategy changes in such a manner that the provisions of the Code become relevant, the Firm will amend this disclosure accordingly.

For further information on the Firm’s approach contact:

Chris Christofi
Compliance Officer and MLRO

Catalyst Capital Management Limited is authorised and regulated by the Financial Conduct Authority (FRN 491369)

Catalyst Capital Management Limited is an authorised Category I intermediary financial services provider in the Republic of South Africa and regulated by the Financial Sector Conduct Authority. FSP Number: 47127

Any complaint or expression of dissatisfaction with Catalyst Capital’s processes, staff or anything in relation to the Firm’s business, by any client, prospective investor or associate, either orally or in writing, must be escalated to Chris Christofi, Compliance Officer:
cchristofi@catalystcapital.com or +44 (0)207 290 5100

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